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| Advisors asked to register with Sebi under new norms Deccan Herald Sebi made it clear that new regulations require investment advisers comprising corporates, banks and NBFCs(non-banking financial companies) to separate their investment advisory services from other activities. In other words, investment advisers must ... See all stories on this topic » | ||
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| Your Investments: Adviser, financial coordinator Jerusalem Post With more and more investors choosing to use multiple financial advisers to manage their money, it's become important to have one adviser who oversees everything that is going on to make sure you are investing in an efficient manner. While it used to ... See all stories on this topic » | ||
| Now, advisers seek advice Business Standard Sebi has notified the Sebi (Investment advisers) Regulations, 2013, wherein registration has been made compulsory for all advisers. Many advisers are scampering for legal advice as to how to structure their establishment to fit into the requirements ... See all stories on this topic » | ||
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| Jones Day | U.S. Regulatory Action Items For Investment Advisers (2013) Linex Legal (press release) (registration) Of course, a new year brings not only (the potential for keeping) New Year's resolutions, but also a new set of obligations and undertakings for many investment advisers. We have outlined in Part I herein some of these obligations for exempt reporting ... See all stories on this topic » |
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| Now with regulation for investment advisors, you could be in safe ... By PersonalFN PersonalFN explains how regulation for investment advisors could place you in safe hands, now that advisors required being made more accountable and responsible, while carryout out their role. RSS | ||
| NYC Appearance: Financial Social Media ROI | The Reformed Broker By Joshua M Brown If you're going to be in New York City next Tuesday evening, I'll be speaking on a panel at an interesting event - we'll be looking at whether or not investment advisors should be using social media and if so, how. Also, there will be wine and ... The Reformed Broker |
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| 2013: Important Annual Requirements for Investment Advisers... Investment advisers registered with the Securities and Exchange Commission ( the "SEC") have certain annual requirements under the Investment Advisers Act ... www.sidley.com/2013-Important-Annual-Requirements-for-In... |
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