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| Sebi comes out with stringent norms for investment advisers Postnoon To ensure more transparency, the new regulations require investment advisers— banks, non-banking financial companies (NBFCs) and corporates — would have to segregate their investment advisory services from other activities. Investment advisers also ... See all stories on this topic » | ||
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| Registration must for investment advisers: SEBI Business Line Legal experts felt that the new regulations are cumbersome. "The new Investment Advisers Regulations seek to impose numerous compliances on the investment advisers from the perspectives of disclosures, record maintenance and risk profiling of clients, ... See all stories on this topic » | ||
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| The One Chart That Explains the Massive Risk of Investing in Gold ... By smartknowledgeu Below are the four methods global investment bank investment advisers employ to convince their clients to keep doing what is best for himself and his firm (earning the firm management fees) and what is worst for themselves (degrading their ... |
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| Chapman and Cutler: Annual Investment Adviser Compliance and ... Chapman and Cutler: Annual Investment Adviser Compliance and Regulatory Review. www.mycorporateresource.com/index.php?... | ||
| How securities brokers, investment advisers and insurance agents The products and services financial advisers choose to offer determine how they are compensated. www.news-journalonline.com/article/20130113/.../301089978 | ||
| Sebi to regulate all investment advisors - Livemint Sebi says all entities engaged in advising on financial products will be required to register with it. www.livemint.com/.../Sebi-to-regulate-all-investment-advisors.... | ||
| Annual Investment Adviser Compliance and Regulatory Review The beginning of each year provides an opportunity for investment advisers to review annual ... many advisers to private investment funds to make an ... www.chapman.com/media/news/media.1235.pdf |
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