| ||
| SEC promotes deputies to head enforcement asset management unit InvestmentNews The Securities and Exchange Commission today elevated two staff members to head the Division of Enforcement's Asset Management Unit, which targets investment advisers, investment companies and private funds. Julie M. Riewe and Marshall S. Sprung ... See all stories on this topic » | ||
| United Capital acquisition breaks up Atlanta RIA InvestmentNews United Capital Financial Advisors LLC is acquiring PPA Advisors Inc. and signing on four advisers from the Atlanta-based registered investment adviser. Four other advisers are not joining United, said Ross Ramsay, managing member of PPA. Those four ... See all stories on this topic » | ||
| Montgomery Village board split on investment strategy Gazette.Net: Maryland Community News Online The Montgomery Village Foundation voted Thursday evening against immediately terminating its ties to Morgan Stanley, one of its financial advisers. First, it will ask for proposals from other prospective investment firms. The foundation has two ... See all stories on this topic » | ||
| Leeds advisers aid £1.2m investment in Monster Project bdaily Working in conjunction with the GrowthAccelerator service, a team of legal and financial advisers from Leeds has supported the set up of a new £1.2m animation business that is expected to create 20 new jobs in Leeds and Crowle, North Lincolnshire. See all stories on this topic » | ||
| update brandeaux suspends entire fund range International Adviser In addition to the two portfolios mentioned above, Brandeaux also manages the "Dual Assets" funds which invest in the student accommodation funds and ground rent funds so are impacted directly by the same market forces. In an email sent to advisers and ... See all stories on this topic » | ||
| FCA brings UK in line with EU International Adviser The FCA said their introduction will help support the government's effort to encourage greater investment in UK funds by aligning the country's framework with that of the rest of Europe. The FCA's director of policy, risk and research Chris Woolard ... See all stories on this topic » | ||
| harlequin admin report shows 86m owed International Adviser Given the amount of money that has been invested into Harlequin to date, Regulatory Legal estimates that investors are currently looking at a contractual risk of £200m being subject to forfeiture. Some 28% of investors, meanwhile, said they remortgaged ... See all stories on this topic » | ||
| Ethics for the masses? Money Marketing Once the sole concern of Birkenstock wearing hippies, the concept of ethical investing has entered the mainstream. Just as for many supermarket shoppers the default option is now to plump for free-range eggs and meat, investors increasingly understand ... See all stories on this topic » | ||
| How Women Becoming More Active In Investment Decisions Siliconindia.com Manish Jain, founder, Knowledge Partners, a Gurgaon-based investment advisory firm, says when he started his career four years back, most of his clients were men who just signing a investment plan or a check and move on. But today most of them go back ... See all stories on this topic » | ||
| People: Week of July 1, 2013 North Bay Business Journal Investment Advisor magazine recognized Greg Friedman, CEO and co-founder of San Rafael-based wealth-management firm Private Ocean, as one of the country's top 25 advisers. This marks the third time since 2008 Mr. Friedman, a 20-year veteran in ... See all stories on this topic » | ||
| Neuberger Berman unveils suite of EMD funds for new team International Adviser Neuberger Berman has launched three new sub-funds of its Irish-domiciled Ucits funds umbrella, Neuberger Berman Investment Funds, focusing on the emerging market debt space. The funds will be managed by the newly-installed, 23-strong emerging ... See all stories on this topic » | ||
| SEC - THE UNITED STATES SECURITIES AND EXCHANGE CO : Julie M ... 4-traders (press release) She has spearheaded notable investigations that resulted in enforcement actions against a registered investment adviser for a fraudulent securities offering made using various social media websites, against a proxy advisory firm for failing to ... See all stories on this topic » |
| ||
| Pension funds lead push for proxy adviser oversight - Pensions ... Pension funds are pushing to require proxy advisory firms to register with the Securities and Exchange Commission as investment advisers. www.pionline.com/article/20130624/PRINTSUB/306249971 |
Tip: Use site restrict in your query to search within a site (site:nytimes.com or site:.edu). Learn more.
Delete this alert.
Create another alert.
Manage your alerts.