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| SEC needs up to 2000 — not 250 — new examiners for advice coverage InvestmentNews Mary Jo White, chairman of the Securities and Exchange Commission, wants to add 250 more examiners to police investment advisers, but the agency needs up to 2,000 to boost its policing of the business significantly. Adding 250 investment-adviser ... See all stories on this topic » | ||
| Trustee and adviser interest provides shift in momentum BDlive Smaller funds and those without investment consultants to advise them tend to have little or no exposure to hedge funds. "At the same time there is a definite shift in momentum with a lot more interest from trustees and investment advisers. Therefore ... See all stories on this topic » | ||
| Regulatory change driving investment outsourcing FT Adviser Almost two thirds of advisers feel that regulatory change and pressure has led to an increase in outsourcing their investment portfolio management, with the majority expecting to increase their use of managed fund solutions and model portfolios as a ... See all stories on this topic » | ||
| 'DFMs may be jeopardising adviser business' FT Adviser Mr Cook said that, instead of buying up new teams with lists of direct clients, DFMs should focus on supporting advisers through helping to develop a centralised investment proposition and "reinforce the IFA as the owner of the overall client proposition". See all stories on this topic » | ||
| Annual Survey Finds Continued Interest in Alternative Investments; Shift from ... DigitalJournal.com (press release) "Institutional investors are starting to see alternative mutual funds as substitutes for hedge funds, and more financial advisors are incorporating these liquid, transparent investments into their client portfolios." Morningstar and Barron's conducted ... See all stories on this topic » | ||
| lmim situation severe as investors face International Adviser ... the Australian Securities and Investment Commission and the remaining former directors of LMIM. In addition, the advisers met with SunCorp – the largest individual lender to the MPF and the legal counsel to the Adviser's Committee for Investors – a ... See all stories on this topic » | ||
| FSCS to review rejected Rockingham claims FT Adviser ARM bonds were sold by Rockingham primarily as part of its Retirement Income Tri-Investment Account product. The adviser firm was fined £35,000 by the FSA in August 2011 for inappropriate sales of unregulated investments, including ARM products. See all stories on this topic » | ||
| Barclays becomes latest partner for Suffolk Life SmartSipp FT Adviser Barclays Stockbrokers has become an investment partner for SmartSipp, a self-invested personal pension provided by Suffolk Life. Through the new partnership, advisers and investors will be able to invest through the Barclays Stockbrokers trading ... See all stories on this topic » | ||
| Amosun Swears in 2 Special Advisers P.M. News The new appointees are Mrs. Aderonke Esther Aboderin, a seasoned banker who until now was his Senior Special Assistant on Trade and Investment. The other is Mr. Babajide Odusolu, a legal practitioner who is the new Special Adviser, Property and ... See all stories on this topic » | ||
| Lost decade for bonds looms with growing return for equities InvestmentNews "The only way bond yields will come down and revisit those lows is if the economy relapses," David Rosenberg, the chief economist at investment advisers Gluskin Sheff & Associates Inc. in Toronto, said in a telephone interview on June 18. "The odds of ... See all stories on this topic » | ||
| Fidelity FundsNetwork: Advisers move to outsourcing post RDR Fundweb A survey conducted by Fidelity FundsNetwork has revealed around 60 per cent of advisers feel regulatory change has led to an increase in outsourcing their investment portfolio management. The survey reveals advisers expect to increase their use of ... See all stories on this topic » | ||
| IMA: Use of plain English is key Money Marketing In the investment industry, funds are widely used – by advisers to build portfolios for high net worth clients, by DC schemes to safeguard and increase the value of savings of auto-enrolees and by individuals investing into Isas. We have customers who ... See all stories on this topic » | ||
| Paraplanners: There for you FT Adviser Furthermore, the greater degree of sophistication offered by today's financial planners means the need for more detail in their work; having a paraplanner who can pick up on the technical side of things while the adviser meets with more clients means ... See all stories on this topic » | ||
| Online planning tools: RDR orhpans FT Adviser Overall, Nutmeg offers a service designed to be used without the need of an adviser. However, it may be worth a look for clients who can't justify adviser fees but would like an idea of what their investment could do – especially if they are not ready ... See all stories on this topic » | ||
| Income drawdown changes: Drawdown on the up FT Adviser Even with investment performance keeping pace with inflation, drawdown users at a five-year review in 2012 would have seen their incomes drop by more than 40 per cent. Erratic investment performance and changing Gad rates could be explained if not ... See all stories on this topic » |
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| AIFMD: Impact on US Investment Advisers - June 2013: Sub-adviser ... AIFMD will affect the operations of US investment advisers which undertake investment management functions and certain other so-called collective ... www.jdsupra.com/.../aifmd-impact-on-us-investment-advisers-... | ||
| Sigma Investment Advisors, LLC, et al. - Securities and Exchange ... The Initial Adviser is registered as an investment adviser under the Investment. Advisers Act of 1940 (the "Advisers Act") and will be the investment adviser to the ... www.sec.gov/rules/ic/2013/ic-30559.pdf |
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