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Google Alert - Investment Advisers

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White: SEC's No. 1 priority is more adviser examinations - InvestmentNews
InvestmentNews
"Significant additional coverage is essential if investors are to be appropriately protected," SEC Chairman Mary Jo White told lawmakers today, pointing out that in fiscal 2012, the agency examined only 8% of registered investment advisers, who now ...
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Morning Call: Being Too 'Fair' Invites Trouble in Estate Planning
Wall Street Journal
Spain, Italy bonds attract advisers. The big risk-takers have made their play in bonds of Europe's dicier markets like Spain and Italy, and now the more careful ranks of U.S. investment advisers are taking their own stakes. Portfolio managers are quick ...
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Prudential's Outlook for Stock Markets
Barron's
Editor's Note: This is an excerpt of a slightly longer commentary written by Praveen, the chief investment strategist with Prudential International Investments Advisers, a unit of Prudential Financial. We expect the global equity rally to continue as ...
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Can alpha be a market beater?
Money Marketing
The argument seems to have polarised into support of either passive or active investment. But Nigel Aston, head of UK defined contribution at State Street Global Advisers, says this oversimplifies matters. "The answer is to work towards a middle ground ...
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