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Google Alert - Investment Advisers

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News7 new results for Investment Advisers
 
Advisers Who Go Independent Take Most Clients With Them - Survey
Wall Street Journal
The study found on average 79% of clients follow advisers when they turn independent. The results were based on recent interviews with 40 independent registered investment advisers who are in their second year of being independent. Copyright 2012 Dow ...
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SEC's Aguilar Calls for End to Mandatory Arbitration Clauses
Wall Street Journal
Mr. Aguilar said the 2010 Dodd-Frank Act authorizes the SEC to prohibit or restrict arbitration requirements for both broker-dealers and investment advisers, but the agency has yet to take action on the issue. "I believe the commission needs to be ...
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Wall Street Journal
A Quant Team Brings Their New Shop Into the Mutual Fund Business
MutualFundWire.com
A firm founded by the co-founders of Absolute Investment Advisers has leapt into the '40 Act world with a product designed to hedge against inflation via six sub-advisors. This firm is North Peak Asset Management, which is run by a team that includes ...
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Closed-End Fund IPOs Pick Up Pace, Focus on Income
Wall Street Journal
Eight new closed-end funds raised $6.6 billion in the first quarter, double the number launched in the first quarter of 2012, according to Thomas J. Herzfeld Advisors, a Miami investment advisory firm. If issuance continues at that clip, it would mark ...
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Wall Street Journal
Investing in a conflict of interest?
New Zealand Herald
Virtually all financial advisors are conflicted to some degree or another. It is just the degree to which you are conflicted that differs. When a new client comes to see me with funds to invest I could recommend that they put the money in the bank but ...
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New Zealand Herald
Using incentive compensation to motivate advisers ... and other staff members
InvestmentNews
Beacon Pointe, a registered investment adviser created in 2002, used to offer less incentive-based compensation, but the company found it wasn't getting the right kind of people on board and wasn't getting the growth its leaders expected. Since ...
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Stork and Reaper for the Week of April 19, 2013
MutualFundWire.com
Two-year-old North Peak Asset Management, led by co-founders of Absolute Investment Advisers, launched their first mutual fund last month. The Inflation Hedges Strategy Fund is sub-advised by the Boston Company Asset Management, City of London ...
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